All Audit Documents

211 records found.
October 12, 2017 |  Engagement Memos

Engagement Memo—Audit of Background Checks

We are initiating an audit of the Companyʹs process for conducting background checks for employees and contractors. Our objectives are to assess (1)… Read more
Tracking Number
014‐2017
October 05, 2017 |  Engagement Memos

Engagement Memo—Audit of Enterprise Risk Management Process

We are initiating an audit of the company’s Enterprise Risk Management (ERM) process used to identify, evaluate, and manage risks to the company’s… Read more
Tracking Number
001‐2018
August 18, 2017 |  Audit Reports

GOVERNANCE: Quality Control Review of Amtrak’s Single Audit for Fiscal Year 2016

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial… Read more
Tracking Number
OIG-A-2017-015
August 15, 2017 |  Audit Reports

Human Resources: Additional Actions Needed to Improve Controls on Incentive Awards

The Passenger Rail Investment and Improvement Act (PRIIA) of 2008 encouraged Amtrak’s (the company) Board of Directors to develop an incentive pay… Read more
Tracking Number
OIG-A-2017-014
August 14, 2017 |  Audit Reports

ACQUISITION AND PROCUREMENT: Improved Management of Diesel Fuel Program Could Lead to Cost Savings

Our office initiated an investigation into Sevier Valley Oil Company, which supplied fuel directly to the locomotives, and found that weaknesses in… Read more
Tracking Number
OIG-A-2017-013
July 31, 2017 |  Other Audit Correspondence

Close-out Memo: Survey of the Asset Monetization/Terminal Development Initiatives

We have completed our survey of the Asset Monetization/Terminal Development Initiatives, which we initiated on April 5, 2017. Our objective was to… Read more
Tracking Number
008-2017
July 31, 2017 |  Engagement Memos

Engagement Memo: Audit of Washington Union Station Near-Term Improvement Projects

We have completed our survey of the Asset Monetization/Terminal Development Initiatives, which we initiated on April 5, 2017. Our objective was to… Read more
Tracking Number
013-2017
July 07, 2017 |  Other Audit Correspondence

Preliminary Observations on the New York Penn Station Infrastructure Renewal Program

Two derailments this spring at New York Penn Station (Penn Station) led to significant delays for Amtrak (the company) passengers and rail commuters… Read more
Tracking Number
June 26, 2017 |  Audit Reports

GOVERNANCE: Better Adherence to Leading Practices for Ethics Programs Could Reduce Company Risks

Our work showed the company’s current ethics-related activities partially align with some leading practices; however, these actions do not, in the… Read more
Tracking Number
OIG-A-2017-012
June 19, 2017 |  Audit Reports

INFORMATION TECHNOLOGY: Operations Foundation Program—Restructuring Could Help Control Costs and Limit Risks

The Operations Foundation program (the program) is a large, complex information technology (IT) and business process initiative designed to improve… Read more
Tracking Number
OIG-A-2017-011