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All Audit Documents

March 12, 2024 |  Engagement Memos

Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the Fiscal Year 2024 Consolidated Financial Statement Audit and Single Audit

We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) fiscal… Read more
Tracking Number

008‐2024 and 009‐2024

February 27, 2024 |  Engagement Memos

Engagement Memo-Customer Service for Passengers with Disabilities

We are initiating an audit of how Amtrak (the company) manages the customer experience for passengers with disabilities. Since 2011, we have issued a… Read more
Tracking Number

007-2024

February 22, 2024 |  Audit Reports

ASSET MANAGEMENT: Company Has Opportunities to More Effectively Manage and Safeguard Maintenance-of-Equipment Inventory

Our objective was to evaluate the effectiveness of the company’s processes and controls for managing and safeguarding its inventory.   We found… Read more
Tracking Number

OIG-A-2024-004

January 05, 2024 |  Audit Reports

FINANCIAL MANAGEMENT: Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2023

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial… Read more
Tracking Number

OIG-A-2024-003

January 03, 2024 |  Engagement Memos

Engagement Memo—Audit of Disaster Recovery Processes for the Company’s Operational Technology Systems

We are initiating an audit of Amtrak’s (the company) disaster recovery processes for its operational technology (OT) systems. Our objective will be… Read more
Tracking Number

006‐2024

December 12, 2023 |  Audit Reports

HUMAN RESOURCES: Company is Meeting Hiring Goals but Has Opportunities to Improve Hiring Efficiency

Our objective was to assess the extent to which the company is prepared to hire, onboard, and retain a sufficient agreement workforce to execute its… Read more
Tracking Number

OIG-A-2024-002

December 11, 2023 |  Audit Reports

TECHNOLOGY: Results of Audit Assessing Company Controls to Protect Information Systems and Data from Insider Threats

Like other organizations, Amtrak (the company) faces the inherent cybersecurity risk that employees or contractors are “insider threats”—that is,… Read more
Tracking Number

OIG-A-2024-001

December 11, 2023 |  Engagement Memos

Engagement Memo—Pre-Award Procurement

We are initiating a review of the company’s procurement process, focused on the pre-solicitation, solicitation, and pre-award phases. For purposes of… Read more
Tracking Number

005-2024

October 27, 2023 |  Engagement Memos

Engagement Memo-Trespasser and Vehicle Strikes

We are initiating a review of Amtrak’s (the company) trespasser and vehicle strikes. Our objectives will be to assess the company’s efforts to reduce… Read more
Tracking Number

004-2024

October 27, 2023 |  Engagement Memos

Engagement Memo-FMLA Leave Audit

We are initiating a review of Amtrak’s (the company) process for approving and managing leave taken under the Family and Medical Leave Act (FMLA).… Read more
Tracking Number

003-2024