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All Audit Documents

192 records found.
November 8, 2016  |  Engagement Memos

Engagement Memo – Audit of the Potential Effect of Drug and Alcohol Use on Company Operations (Project 004-2017)

We are initiating an audit of the company’s efforts to minimize the risks associated with employees’ drug and alcohol use, especially for those in... Read more
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November 7, 2016  |  Engagement Memos

Engagement Memo—Next-Generation High-Speed Trainset Program (Project code 002-2017)

We are initiating a review of the Company’s Next-Generation High-Speed Trainset Program. Our objectives are to (1) assess the effectiveness and... Read more
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November 4, 2016  |  Engagement Memos

Engagement Memo—Audit of Amtrak’s Ethics Program (Project code 003-2017)

We are initiating an audit of the company’s ethics program. Our objective is to assess the company’s program for ensuring ethical conduct, and... Read more
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November 2, 2016  |  Other Audit Correspondence

Close-out Memorandum: Audit of Agreement-Covered Employee Eligibility for Health Care Benefits

On April 16, 2015, we initiated an audit of Amtrak's (the company) management of eligibility determinations for agreement employees’ healthcare... Read more
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October 31, 2016  |  Engagement Memos

Engagement Memo – Audit of the Short Term Incentive (STI) and Long Term Incentive (LTI) Payments (Project 001-2017)

In anticipation of the company making incentive payments to its employees by December 31, 2016, the Board of Directors has asked us to review the... Read more
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October 6, 2016  |  Audit Reports

SAFETY AND SECURITY: Progress Made in Implementing Positive Train Control, but Additional Actions Needed to Ensure Timely Completion of Remaining Tasks

The Positive Train Control Enforcement and Implementation Act of 2015 requires Amtrak (the company) to implement an approved Positive Train Control (... Read more
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September 30, 2016  |  Audit Reports

ACQUISITION AND PROCUREMENT:Opportunities Exist to Improve Management of Technical Support Services Contracts

Our objective was to examine the extent to which the contract management team followed leading practices in managing the Siemens technical support... Read more
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September 29, 2016  |  Audit Reports

GOVERNANCE:Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2015

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial... Read more
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September 15, 2016  |  Engagement Memos

Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the FY 2016 Financial Statement Audit and Single Audit

This is to inform you that we are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of... Read more
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016-2016 and 017-2016
September 8, 2016  |  Engagement Memos

Engagement Memo—Management of Diesel Fuel

We are initiating an audit of the company’s management and oversight of diesel fuel use. Our objective is to assess the efficiency and effectiveness... Read more
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