All Audit Documents
41 - 50 of 202 Results
Engagement Memos
Engagement Memo—Agreement Workforce Audit
We are initiating a review of Amtrak’s (the company) strategies to build its agreement workforce. Our objective will be to assess the company’s efforts to build and maintain an agreement workforce that can execute its growth and renewal plans.
Tracking Number: 014-2022 | 09/06/2022
Engagement Memos
Engagement Memo— Inventory Controls and Management
We are initiating a review of Amtrak’s (the company) inventory controls and management. Our objective will be to evaluate company’s processes and controls to manage and safeguard its inventory of materials, tools, and supplies.
Tracking Number: 013‐2022 | 09/01/2022
Audit Reports
ACQUISITION AND PROCUREMENT: Company’s Electronic Procurement System Limits Effective Contract Oversight
We initiated this work as a survey of Amtrak’s practices for developing and managing construction contracts.
Tracking Number: OIG-MAR-2022-013 | 08/16/2022
Audit Reports
GOVERNANCE: Quality Control Review of Amtrak’s Single Audit for Fiscal Year 2021
Amtrak (the company) contracted with the independent public accounting firm of Ernst & Young LLP to audit its consolidated financial statements as of and for the fiscal year then ended, September 30, 2021, and to provide a report on internal c
Tracking Number: OIG-A-2022-011 | 06/23/2022
Audit Reports
GOVERNANCE: Business Case for Company’s New Unified Operations Program Needs to be Updated
Our objective for this report was to assess the extent to which the company planned effectively for the Unified Operations Center (UOC) program, including developing a business case that demonstrated the expected financial and operational benefits
Tracking Number: OIG-A-2022-009 | 05/11/2022
Engagement Memos
Engagement Memo - High Security Keys
We are initiating a review of Amtrak’s (the company) controls overs its high-security keys, such as those that access rail switches and the right-of-way. We are undertaking this review based on a referral from our Office of Investigations.
Tracking Number: 012-2022 | 05/11/2022
Engagement Memos
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the Fiscal Year 2022 Consolidated Financial Statement Audit and Single Audit
We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) fiscal year (FY) 2022 Consolidated Financial Statements (Project 009-2022) and Single Audit (Project 010-2
Tracking Number: 009-2022 and 010-2022 | 02/23/2022
Audit Reports
GOVERNANCE: Company Needs a Comprehensive Framework to Successfully Manage its Commitments to the Gateway Program
Our objective for this report was to assess the extent to which the company has a program management framework to govern how it will complete its current and future work across the Gateway projects.
Tracking Number: OIG-A-2022-006 | 02/04/2022
Audit Reports
GOVERNANCE: Amtrak Has Begun to Address State Partners’ Concerns About Shared Costs But Has More Work to Do to Improve Relationships
Our objectives for this report were to identify and assess the challenges associated with cost sharing on state-supported routes and the extent to which the company is working independently, and with its state partners, to address them.
Tracking Number: OIG-A-2022-005 | 01/31/2022
Engagement Memos
Engagement Memo—Survey of challenges with host railroad preference
We are initiating a survey of host railroad practices for providing dispatching preference to Amtrak trains. Our objective will be to develop an understanding of the legal framework establishing preference and its implementation to date.
Tracking Number: 001-2022 | 12/21/2021