All Audit Documents
1 - 10 of 317 Results
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the Fiscal Year 2023 Consolidated Financial Statement Audit and Single Audit
We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) fiscal year (FY) 2023 Consolidated Financial Statements (Project 007-2023) and Single Audit (Project 008-2
Tracking Number: 007-2023 and 008-2023 | 03/21/2023
Engagement Memo— IIJA Compliance
We are initiating an audit of Amtrak’s (the company) administration of funds provided by Congress in the Infrastructure Investment and Jobs Act (IIJA).1 Our objective will be to assess how the company is planning to use, account for, and report on
Tracking Number: 006-2023 | 02/14/2023
Engagement Memo—Protecting Information Systems and Data from Insider Threats
We are initiating an audit of Amtrak’s (the company) information security practices for protecting its systems and data internally from unauthorized disclosure, modification, or compromise.
Tracking Number: 005-2023 | 01/23/2023
TRAIN OPERATIONS: Company Has Improved Management of Intercity Trainset Acquisition and Can Improve Stakeholder Engagement on Major Capital Programs
Our objective for this report was to assess the company’s oversight of the Intercity Trainset program.
Tracking Number: OIG-A-2023-005 | 12/22/2022
GOVERNANCE: Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2022
Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial statements as of September 30, 2022, and for the year then ended, and to provide a report on interna
Tracking Number: OIG-A-2023-004 | 12/20/2022
SAFETY AND SECURITY: Amtrak Has Opportunities to Strengthen Controls over High-security Keys
Our objective for this report was to assess the extent to which the company has controls to manage, distribute, track, and retrieve high-security keys.
Tracking Number: OIG-MAR-2023-003 | 12/12/2022
Engagement Memo—Safety and Security: Oversight and Coordination of Private Security Contractors
We are initiating an audit of Amtrak’s private security contractors. Our objective will be to assess the effectiveness of Amtrak’s oversight and coordination of private security contractors, systemwide.
Tracking Number: 004-2023 | 11/21/2022
Engagement Memo—New Acela Program Delivery
We are initiating an audit of Amtrak’s (the company) New Acela program. This will be our fifth review in a series on the New Acela program.
Tracking Number: 003-2023 | 11/07/2022
INFORMATION TECHNOLOGY: Better Identifying and Tracking Operational Technology Assets Across the Company Would Improve Cybersecurity
Our objective for this report was to assess the effectiveness of the company’s practices for identifying and tracking its operational technology assets to facilitate its ability to protect them from cybersecurity threats.
Tracking Number: OIG-A-2023-002 | 11/07/2022
Engagement Memo— Customer Service
We are initiating an audit of Amtrak’s (the company) customer service program. Our objective will be to assess the company’s efforts to collect and use customer service data to improve the customer experience.
Tracking Number: 001-2023 | 10/27/2022