All Audit Documents
Our work showed the company’s current ethics-related activities partially align with some leading practices; however, these actions do not, in the aggregate, constitute a comprehensive and effective ethics program necessary to help prevent and det
Tracking Number: OIG-A-2017-012 | 06/26/2017
INFORMATION TECHNOLOGY: Operations Foundation Program—Restructuring Could Help Control Costs and Limit Risks
The Operations Foundation program (the program) is a large, complex information technology (IT) and business process initiative designed to improve train operations and the movement of passengers.
Tracking Number: OIG-A-2017-011 | 06/19/2017
GOVERNANCE: Opportunities Exist to Strengthen Controls to Ensure that Utility Accounts Are Deactivated After Real Estate Transactions
Amtrak (the company) owns about $12 billion in real property assets across the nation, including 96 stations and 623 miles of right-of-way track.
Tracking Number: OIG-A-2017-010 | 06/16/2017
We are initiating an audit of Amtrak’s information technology (IT) disaster recovery and business continuity plans and readiness.
Tracking Number: 012-2017 | 06/13/2017
We are initiating a review of the company’s plan to address track and related infrastructure issues at New York Penn Station.
Tracking Number: 011-2017 | 05/30/2017
We plan to review the Mechanical department’s operating efficiency.
Tracking Number: 010-2017 | 05/10/2017
We are initiating an audit of the company’s contracting policies and practices.
Tracking Number: 009-2017 | 04/12/2017
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the FY 2017 Financial Statement Audit and Single Audit (Projects 006-2017 and 007-2017)
This is to inform you that we are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) Fiscal Year (FY) 2017 Consolidated Financial Statements (Project 006-2017) and
Tracking Number: 006-2017 and 007-2017 | 04/05/2017
Engagement Memo—Survey of the Asset Monetization/Terminal Development Initiative (Project Code 008-2017)
We are initiating a survey of Amtrak’s (the company’s) Asset Monetization/Terminal Development Initiative.
Tracking Number: 008-2017 | 04/05/2017
GOVERNANCE: Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2016
Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial statements as of September 30, 2016, and for the year then ended, and to provide a report on interna
Tracking Number: OIG-A-2017-008 | 03/27/2017