All Audit Documents

April 08, 2021 |  Audit Reports

SAFETY AND SECURITY: The Company Has Made Significant Progress Implementing New Safety Program

Our objective for this report was to assess the extent to which the company is incorporating its injury claims financial data into its Safety… Read more
Tracking Number

OIG-A-2021-008

February 26, 2021 |  Engagement Memos

Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the FY 2021 Consolidated Financial Statement Audit and Single Audit

We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) Fiscal… Read more
Tracking Number

009-2021

February 25, 2021 |  Audit Reports

Safety and Security: The Company Can More Effectively Use Injury Claims Data to Help Reduce Risks

Our objective for this report was to assess the extent to which the company is incorporating its injury claims financial data into its Safety… Read more
Tracking Number

OIG-A-2021-007

February 04, 2021 |  Engagement Memos

Engagement Memo—Audit of the Company’s Gateway Program Management and Oversight

We are initiating an audit of the company’s activities in the Gateway Program, a multibillion-dollar effort involving multiple government… Read more
Tracking Number

007-2021

January 29, 2021 |  Engagement Memos

Engagement Memo—Payment Requests

We are initiating a review of the company’s payment request practices. As you know, payment requests can help expedite small purchases by reducing… Read more
Tracking Number

006-2021

January 25, 2021 |  Engagement Memos

Engagement Memo—Assessing FY 2021 Special Appropriations Related to Coronavirus Impacts

We are initiating work to assess the company’s administration of the special funds Congress provided for fiscal year 2021 under the Consolidated… Read more
Tracking Number

005-2021

January 20, 2021 |  Engagement Memos

Engagement Memo—Monitoring Positive Train Control

This is to inform you that we are initiating work to monitor Amtrak’s (the company’s) activities associated with Positive Train Control (PTC), its… Read more
Tracking Number

004-2021

December 23, 2020 |  Audit Reports

GOVERNANCE: Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2020

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial… Read more
Tracking Number

OIG-A-2021-006

December 15, 2020 |  Audit Reports

GOVERNANCE: Final Observations on Amtrak’s Use of CARES Act Funds

Our objective for this report was to complete our review of the company’s use of Coronavirus Aid, Relief, and Economic Security (CARES) Act funds and… Read more
Tracking Number

OIG-A-2021-005

December 15, 2020 |  Engagement Memos

Engagement Memo – Safeguarding and Returning Lost PII and Other Sensitive Customer Property

Investigations recently identified fraudulent activity in the company’s lost and found program, along with potential management and control… Read more
Tracking Number

003-2021