All Audit Documents
December 06, 2021 | Audit Reports
Safety and Security: More Active Engagement with Regional Partners Would Improve Awareness of Potential Operational Risks on the Pacific Surfliner Route
Our initial objective for this management advisory report was to assess the extent to which the company is evaluating the risks associated with… Read more
November 10, 2021 | Audit Reports
SAFETY AND SECURITY: Observations on the Company’s Annual Physical Exam Requirement for Locomotive Engineers
This report communicates considerations for company management if it reinstates the annual physical exam requirement for locomotive engineers, which… Read more
September 02, 2021 | Audit Reports
GOVERNANCE: Better Planning and Coordination Could Help the Company Achieve its Aggressive Timeline for ADA Compliance
Our objective for this report was to assess the effectiveness of the company’s efforts to achieve compliance with the Americans with Disabilities Act… Read more
August 27, 2021 | Audit Reports
GOVERNANCE: Observations on the Company’s Lost and Found Program
Our objective for this report was to identify the internal control weaknesses that allowed a potential identity theft crime to occur in Chicago and… Read more
May 27, 2021 | Audit Reports
GOVERNANCE: Quality Control Review of Amtrak’s Single Audit for Fiscal Year 2020
Amtrak (the company) contracted with the independent public accounting firm of Ernst & Young LLP to audit its consolidated financial statements… Read more
May 21, 2021 | Engagement Memos
Engagement Memo—Assessing the Company’s Actions in Response to Erosion at the Del Mar Bluffs
We are initiating an audit of the company’s response to the ongoing erosion of the bluffs in Del Mar, California over which the company operates… Read more
May 12, 2021 | Audit Reports
GOVERNANCE: Amtrak Continues to Demonstrate Good Stewardship of Pandemic Relief Funds
Our objective for this report was to assess the extent to which the company is accurately and transparently using, accounting for, and reporting on… Read more
April 08, 2021 | Audit Reports
SAFETY AND SECURITY: The Company Has Made Significant Progress Implementing New Safety Program
Our objective for this report was to assess the extent to which the company is incorporating its injury claims financial data into its Safety… Read more
February 26, 2021 | Engagement Memos
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the FY 2021 Consolidated Financial Statement Audit and Single Audit
We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) Fiscal… Read more
February 25, 2021 | Audit Reports
Safety and Security: The Company Can More Effectively Use Injury Claims Data to Help Reduce Risks
Our objective for this report was to assess the extent to which the company is incorporating its injury claims financial data into its Safety… Read more