All Audit Documents
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the FY 2021 Consolidated Financial Statement Audit and Single Audit
We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) Fiscal Year (FY) 2021 Consolidated Financial Statements (Project 008-2021) and Single Audit (Project 009-2
Tracking Number: 009-2021 | 02/26/2021
Our objective for this report was to assess the extent to which the company is incorporating its injury claims financial data into its Safety Management System (SMS).
Tracking Number: OIG-A-2021-007 | 02/25/2021
We are initiating an audit of the company’s activities in the Gateway Program, a multibillion-dollar effort involving multiple government stakeholders, intended to increase the rail capacity between New York and New Jersey and improve resiliency o
Tracking Number: 007-2021 | 02/04/2021
We are initiating a review of the company’s payment request practices.
Tracking Number: 006-2021 | 01/29/2021
We are initiating work to assess the company’s administration of the special funds Congress provided for fiscal year 2021 under the Consolidated Appropriations Act1 to continue to help it respond to the coronavirus pandemic.
Tracking Number: 005-2021 | 01/25/2021
This is to inform you that we are initiating work to monitor Amtrak’s (the company’s) activities associated with Positive Train Control (PTC), its key safety system for preventing train accidents.
Tracking Number: 004-2021 | 01/20/2021
GOVERNANCE: Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2020
Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial statements as of September 30, 2020, and for the year then ended, and to provide a report on interna
Tracking Number: OIG-A-2021-006 | 12/23/2020
Investigations recently identified fraudulent activity in the company’s lost and found program, along with potential management and control weaknesses that may have allowed this behavior to occur.
Tracking Number: 003-2021 | 12/15/2020
Our objective for this report was to complete our review of the company’s use of Coronavirus Aid, Relief, and Economic Security (CARES) Act funds and its controls to accurately track and report on them.
Tracking Number: OIG-A-2021-005 | 12/15/2020
SAFETY AND SECURITY: Amtrak Expects Positive Train Control will be Interoperable with Other Railroads but Could Better Measure System Reliability
Our objective for this report was to assess the extent to which the company’s systems are interoperable with its hosts and tenants, and the compa
Tracking Number: OIG-A-2021-004 | 12/11/2020