All Audit Documents
1 - 10 of 206 Results
Engagement Memos
Engagement Memo—Data Governance
We are initiating a review of Amtrak’s (the company) data governance efforts, including the implementation of strategies, policies, and requirements that allow it to effectively manage its data.
Tracking Number: 009‐2025 | 07/23/2025
Audit Reports
Human Capital: Better Managing and Monitoring of Family Medical Leave Act Use Would Reduce Risks
Our objective for this report was to assess the extent to which the company effectively manages leave granted under the Family Medical Leave Act (FMLA).
Tracking Number: OIG-A-2025-010 | 07/18/2025
Audit Reports
Technology: Interim Report on the Company’s Cloud Computing Practices
Like other organizations, Amtrak (the company) has been migrating its existing technology systems and data and deploying new systems to the cloud, and its efforts are ongoing.
Tracking Number: OIG-MAR-2025-008 | 07/02/2025
Audit Reports
Financial Management: Quality Control Review of Amtrak’s Single Audit for Fiscal Year 2024
Amtrak (the company) contracted with the independent public accounting firm of Ernst & Young LLP to audit its consolidated financial statements as of and for the fiscal year then ended, September 30, 2024, and to provide a report on internal c
Tracking Number: OIG-A-2025-006 | 06/13/2025
Audit Reports
Safety and Security: Company is Taking Steps to Address its Risk of Train Strikes but Does Not Have a Comprehensive Risk Management Process
Our objective was to assess the company’s efforts to identify and manage its risk of train strikes—incidents in which a train hits people or vehicles.
Tracking Number: OIG-A-2025-005 | 04/14/2025
Engagement Memos
Engagement Memo—IIJA Compliance
We are initiating an audit of Amtrak’s (the company) administration of funds provided by Congress in the Infrastructure Investment and Jobs Act (IIJA).
Tracking Number: 007-2025 | 03/28/2025
Engagement Memos
Engagement Memo—Positive Train Control
We are initiating a review of Amtrak’s (the company) oversight and operation of Positive Train Control (PTC)—its key safety system for preventing train accidents.
Tracking Number: 006-2025 | 03/28/2025
Engagement Memos
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the Fiscal Year 2025 Consolidated Financial Statement Audit and Single Audit
We are initiating engagements to monitor the work of the independent certified public accountant (IPA) performing the audits of Amtrak’s (the company) fiscal year (FY) 2025 Consolidated Financial Statements (Project 001‐2025) and Single Audit (Pro
Tracking Number: 001‐2025 and 005‐2025) | 03/14/2025
Engagement Memos
Engagement Memo—Cloud Computing Practices
We are initiating a review of Amtrak’s (the company) practices for cloud computing— technology that provides on‐demand access to shared servers and databases so that organizations do not have to manage them in‐house.
Tracking Number: 004‐2025 | 02/05/2025
Audit Reports
Technology: Results of Audit Assessing the Company’s Disaster Recovery Practices for Its Operational Technology Systems
Amtrak uses operational technology (OT) systems to manage equipment that controls train operations, such as communications and dispatching.
Tracking Number: OIG-A-2025-003 | 01/31/2025