All Audit Documents

April 05, 2017 |  Engagement Memos

Engagement Memo—Survey of the Asset Monetization/Terminal Development Initiative (Project Code 008-2017)

We are initiating a survey of Amtrak’s (the company’s) Asset Monetization/Terminal Development Initiative. Our objective is to identify areas… Read more
Tracking Number
008-2017
March 27, 2017 |  Audit Reports

GOVERNANCE: Quality Control Review of the Independent Audit of Amtrak’s Consolidated Financial Statements for Fiscal Year Ended 2016

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial… Read more
Tracking Number
OIG-A-2017-008
March 02, 2017 |  Audit Reports

TRAIN OPERATIONS: ON-TIME PERFORMANCE REPORTING GENERALLY ACCURATE; ADDITIONAL ACTIONS COULD ENHANCE DELAY REPORTING

On-time rail performance is important to Amtrak (the company) achieving its strategic goals of acquiring and retaining satisfied customers and… Read more
Tracking Number
OIG-A-2017-007
February 22, 2017 |  Audit Reports

ACQUISITION AND PROCUREMENT: MASTER SERVICES AGREEMENTS ARE NOT STRATEGICALLY MANAGED, AND AWARD AND OVERSIGHT PROCESSES CAN BE IMPROVED

Since fiscal year (FY) 2009, Amtrak (the company) has increased its use of a contracting vehicle called a Master Services Agreement (MSA) from as few… Read more
Tracking Number
OIG-A-2017-006
February 22, 2017 |  Other Audit Correspondence

Potential Violations of Relocation and Corporate Lodging Policies

In response to a May 2016 OIG investigation on an employee’s use of Amtrak’s (the company’s) benefits for relocation and corporate lodging, we… Read more
Tracking Number
February 13, 2017 |  Other Audit Correspondence

Close-out Memorandum: Construction and Specialized Equipment & Vehicles

On November 16, 2015, we initiated an audit of the adequacy of Amtrak's management and oversight of its construction and specialized equipment and… Read more
Tracking Number
002-2016
February 03, 2017 |  Audit Reports

ACQUISITION AND PROCUREMENT: Improved Management and Oversight of GE Diesel Locomotive Service Contract Could Lead to Savings

Amtrak’s (the company) fleet of 269 General Electric (GE) diesel locomotives power trains on 15 long-distance routes and 26 state-supported routes.… Read more
Tracking Number

OIG-A-2017-005

January 26, 2017 |  Engagement Memos

Engagement Memo-Audit of Amtrak’s Strategy and Planning for Physical Security

We are initiating an audit of the company’s efforts to ensure the physical security of its passengers, employees, and critical infrastructure. Our… Read more
Tracking Number
005-2017
January 17, 2017 |  Audit Reports

GOVERNANCE: Addressing Remaining Shortcomings Would Lead to a Budget Development Process More Fully Aligned with Leading Practices

Since its creation in 1971, Amtrak (the company) has had to rely on federal assistance—$46 billion to date—because passenger revenue and other… Read more
Tracking Number
OIG-A-2017-004
January 10, 2017 |  Audit Reports

Quality Control Review of Amtrak’s Single Audit for Fiscal Year 2015

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial… Read more
Tracking Number

OIG-A-2017-003