All Audit Documents
June 23, 2022 | Audit Reports
GOVERNANCE: Quality Control Review of Amtrak’s Single Audit for Fiscal Year 2021
Amtrak (the company) contracted with the independent public accounting firm of Ernst & Young LLP to audit its consolidated financial statements… Read more
June 15, 2022 | Audit Reports
FINANCIAL MANAGEMENT: Improving Payment Request Controls Could Provide a Better Value for Purchases and Protect the Company’s Interests
Our objective for this report was to assess the effectiveness of the company’s controls over payment requests.
The company has a process… Read more
May 11, 2022 | Audit Reports
GOVERNANCE: Business Case for Company’s New Unified Operations Program Needs to be Updated
Our objective for this report was to assess the extent to which the company planned effectively for the Unified Operations Center (UOC) program,… Read more
May 11, 2022 | Engagement Memos
Engagement Memo - High Security Keys
We are initiating a review of Amtrak’s (the company) controls overs its high-security keys, such as those that access rail switches and the right-of-… Read more
March 24, 2022 | Engagement Memos
Engagement Memo—Project Cost Management
We are initiating an audit of the company’s project cost management practices. Our objective will be to assess the effectiveness of the company’s… Read more
March 11, 2022 | Audit Reports
INFORMATION TECHNOLOGY: Better Requirements Could Help the Company Implement Technology Projects More Effectively
Our objective for this report was to assess the effectiveness of the company’s efforts to identify the technology needs of its business departments… Read more
February 23, 2022 | Engagement Memos
Engagement Memo— Monitoring the Work of the Independent Public Accountant Conducting the Fiscal Year 2022 Consolidated Financial Statement Audit and Single Audit
We are initiating engagements to monitor the work of the independent public accountant (IPA) performing the audits of Amtrak’s (the company) fiscal… Read more
February 22, 2022 | Engagement Memos
Engagement Memo—Capital Planning Process (Project Code 008-2022)
We are initiating an audit of the company’s capital planning process. The recent passage of the Infrastructure Investment and Jobs Act and pending… Read more
February 11, 2022 | Engagement Memos
Engagement Memo—Technology Asset Inventory
We are initiating an audit of the company’s practices to develop and maintain an inventory of its technology assets to facilitate its ability to… Read more
February 04, 2022 | Audit Reports
GOVERNANCE: Company Needs a Comprehensive Framework to Successfully Manage its Commitments to the Gateway Program
Our objective for this report was to assess the extent to which the company has a program management framework to govern how it will complete its… Read more