All Audit Documents

March 14, 2018 |  Audit Reports

GOVERNANCE: Opportunities to Improve Controls over Medical Claim Payments

We found that the company appears to be identifying only a small portion of potentially fraudulent medical claims made by individual medical service… Read more
Tracking Number

OIG-A-2018-005

March 12, 2018 |  Audit Reports

GOVERNANCE: QUALITY CONTROL REVIEW OF THE INDEPENDENT AUDIT OF AMTRAK'S CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED 2017

Amtrak (the company) contracted with the independent certified public accounting firm of Ernst & Young LLP to audit its consolidated financial… Read more
Tracking Number
OIG-A-2018-004
February 22, 2018 |  Audit Reports

ACQUISITION AND PROCUREMENT: Contracts Included Key Provisions to Reduce Risks, but the Company Lacks an Efficient and Effective Contract Management System

Our audit objectives were to assess whether key contract provisions aimed at mitigating legal and financial risks were included in high-value, high-… Read more
Tracking Number

OIG-A-2018-003

January 26, 2018 |  Other Audit Correspondence

Close-Out Memo: New York Penn Station Infrastructure Renewal Program

On May 30, 2017, we initiated an audit of the New York Penn Station Infrastructure Renewal Program. On July 7, 2017, we provided our preliminary… Read more
Tracking Number

011-2017

January 08, 2018 |  Engagement Memos

Engagement Memo-Monitoring Revenue Growth Initiative

This is to inform you that we are initiating work to monitor Amtrak’s (the company’s) activities associated with the Revenue Growth Initiative,… Read more
Tracking Number

007‐2018

January 08, 2018 |  Engagement Memos

Engagement Memo-Monitoring of the Acela Express 2021 Program

This is to inform you that we are initiating work to monitor Amtrak’s (the company’s) Acela Express 2021 Program. This program represents the largest… Read more
Tracking Number

006‐2018

November 28, 2017 |  Engagement Memos

Engagement Memo—Audit of Train Control Systems Security

We are initiating a security audit of Amtrak’s train control systems, including the Centralized Electrification and Traffic Control (CETC) system,… Read more
Tracking Number

005-2018

November 27, 2017 |  Engagement Memos

Engagement Memo—Audit of Private Railcar Services

We are initiating an audit of the company’s management of private railcar services. Our objective is to assess the extent to which the company is… Read more
Tracking Number

003‐2018

November 27, 2017 |  Engagement Memos

Engagement Memo—Audit of Real Property Management

The Office of Inspector General (OIG) is initiating an audit to assess Amtrak’s real property management functions. Our objective is to determine… Read more
Tracking Number

004-2018

November 22, 2017 |  Other Audit Correspondence

Close-Out of Memo: Audit of Enterprise Risk Management Process

On October 5, 2017, we initiated an audit of the company’s Enterprise Risk Management (ERM) process. Our objectives were to assess (1) the extent to… Read more
Tracking Number

001‐2018